Audit & Risk Assessment Guides

2018 ACH Audit Guide

Newly updated, the ACH Audit Guide takes you step-by-step through the ACH audit process. The Guide is based on Appendix Eight of the NACHA Operating Rules and addresses all the current requirements.
Stock#: 27a  
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ACH Risk Assessment Guide

This Guide is designed to help safeguard your financial institution from potential loss. The ACH Risk Assessment will help you determine your potential ACH risks and develop mitigating controls.
Stock#: 401  
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Remote Deposit Capture (RDC) Risk Assessment Guide

The Risk Assessment Guide is designed to help financial institutions apply the FFIEC Guidance to their Remote Deposit Capture (RDC) program. This risk assessment looks at your operations and helps you identify those that could lead to potential risk.
Stock#: 61a  
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2018 Third-Party Sender ACH Audit Guide

The Third-Party Sender ACH Audit Guide is designed to assist Third-Party Senders in conducting their annual ACH audit as required by the NACHA Operating Rules. Provided electronically, to allow for distribution to all your Third-Party Senders, the guide includes audit worksheets that will take your Third-Party Senders step-by-step through the audit process.
Stock#: 403  
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ACH Audit Bundle

Training and support to complete your ACH Audit and Risk Assessment

Do it yourself ACH Audit Bundle This bundle provides four webinars and our guide to completing your ACH Audit. First, you will receive access to a two-part Audit webinar that provides insight into the most pressing compliance issues. We identify the areas that are most often found to be out of compliance with “NACHA’s Operating Rules” and how to complete the ACH Audit. Next, the Risk Assessment webinar will step through completing the Risk Assessment. Last, now that you have completed the ACH Audit and Risk Assessment, learn what reports should be prepared for the Board of Directors.

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